Welcome to SEDI Online Help for Agents


 

Insider Profile - Remove a Registered Holder

Caution

If an insider report has been filed about a security held by a registered holder, you cannot remove that registered holder.

How to Amend Insider Profile to Remove Registered Holder from Local List

Steps to remove a registered holder from your local list follow:

Step

Action

1

Choose Insider profile at the top of the screen

2

The Introduction to insider profile activities (Form 55-102F1) screen opens

Choose Amend insider profile in the left navigation bar

3

The Amend insider profile screen opens

Choose Option 2 and click Add or amend issuer information

4

The Add or amend issuer information screen opens

Click the radio button beside the issuer to select it

Click Amend

5

The Amend issuer information screen opens

Scroll to the bottom of the screen and click If you wish to specify one or more registered holders for other than direct holdings, check this box.

Click Next

6

The Add Registered Holders screen opens

Scroll to the bottom of the screen to the Local list of the registered holders for this issuer and click the radio button beside the name of the registered holder to be removed.

 

Note: There should be no insider reports filed under this registered holder.

 

Click Remove

7

The Confirm Removal screen opens

Click Confirm Removal

8

The Add Registered Holder screen reopens

Click Next

 

The File amended information screen opens

 

Review amended information

 

Click Certify

 

Click OK

 

The Completed screen opens

 

If you would like a printed version with a date and time stamp, click Printer friendly version.  SEDI will display the profile in a format that is easily printed, and your browser’s Print dialog box will open.  Once your browser’s print dialog box opens, print and click Back.  

 

Either click Yes to make another amendment, click No to return to the Introduction to insider profile activities (Form 55-102F1) page, or click Logout in the top navigation bar