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View Reports Through Access Public Filings

How to View Reports Through Access Public Filings

Four reports are available to you; these reports are listed below. With the exception of the Weekly summary report, the reports display online in HTML format. You can view these reports in Microsoft Edge, Chrome, Mozilla Firefox. Weekly summary reports display in PDF format. You can download the reports to your computer, and then print them.

Insider transaction detail:

Provides detailed information about an insider’s transactions.

Issuer report history:

Displays issuer events reported by an issuer.

Insider information by issuer:

Summarizes the securities an insider of an issuer has reported as holding, as of the insider’s latest transaction for the relevant security.

Weekly summary:

Summarizes all transactions filed after Wednesday at 4:00 p.m. (ET) and before Wednesday at 4:00 p.m. (ET) of the following week.

Steps to view reports:

Step

Action

1

From the SEDI welcome page, click Access public filings located on the right upper corner of the Welcome to SEDI page.

2

At the Introduction to access public filings activities page, click View summary reports located on the left side of the page.

3

At the View summary reports page, select a type of report from the list. Click Next.

4

To customize details of the report, SEDI requires your input.  If the page has blank fields: key in all mandatory information and type optional information, as required.  If a list of choices is provided: select an item from the applicable list.

5

When you have completed your input, use the appropriate page buttons to generate your report, fine-tune the results, and output the results, as applicable.

6

SEDI displays the requested report online based on your actions in step 5. The report results display on a single page. Use horizontal and vertical scroll bars to view the entire report.