Welcome to SEDI Online Help for Agents

Steps

Action

1

Click Insider report in the top navigation bar

The Introduction to insider report activities (Form 55-102F2) screen opens

2

Click File insider report in the left navigation bar

The Select issuer screen opens

Click the radio button beside an issuer in the list to select it

Note: To view issuer information click on the magnifying glass under Issuer Information. An information window will display. Opting to view the issuer's information will not detour you from the filing process.

3

Click File insider report or View issuer reports

4

The Select security designation screen opens

Click the radio button beside the security that you want to file a report about in the Outstanding securities list

Click Next

5

The Select ownership type screen opens

Use the drop-down list box to specify an Ownership type for the selected securities

Note: If the desired registered holder does not appear in the list, click the radio button beside Add new holder and type the name of the registered holder in the space provided.

Click Next

Note: If this is the first time you are filing for stock options or the underlying security (e.g. common shares) and the ownership type chosen, you will be required to record an Opening Balance on Initial Report before filing this transaction. See Filing Opening Balance on Initial Report

6

The Enter transaction information screen opens

Click on the calendar icon to the right of the Date of transaction field to select and enter a date. To display a different month, click on the arrow to the far left or right of the current month title.  Click the down arrow to select a different month and year.  Alternatively, manually enter a numeric date into the field using the format YYYY-MM-DD (including hyphens).

Select a Nature of transaction code from the drop-down list box.

You acquire or dispose of options in a number of circumstances, for example:

• a grant of options (code 50),

• an exercise of options (code 51),

• an expiration of options (code 52)

• an exercise for cash (code 59)

• through a redemption, retraction, cancellation, repurchase (code 38)

• a split or consolidation (code 37)

• in the public market (code 10)

• through a prospectus offering (code 15)

• under a prospectus exemption (code 16)

• by any other private transaction (code 11)

Note: A typical exercise of options requires two transactions, both using code 51, to record the disposition of the options and the acquisition of the underlying security (i.e. common shares, trust units, etc.). If the underlying security was subsequently sold, then a third transaction would be required (code 10 if in the market or code 11 if carried out privately)

7

Enter the Number or value of securities or contracts acquired or disposed of

Enter the Equivalent number or value of underlying securities acquired or disposed of in the space directly below the Number or value of securities or contracts acquired or disposed of

8

For a grant of options check Not Applicable beside the Unit price or exercise price field, if you did not pay anything when granted the options.

Enter the price in the Conversion or Exercise price field and use the drop-down box to choose a Currency

For an exercise of options, record the price in the Unit price or exercise price field for the disposition of the options and check Not Applicable beside the Conversion or Exercise price field

If the insider acquired a security upon exercising the options, also record the price in the space beside Unit price or exercise price when reporting the acquisition of such security. Exercise price refers to the amount the insider will pay when they exercise the options.

Enter the price in the Unit price or exercise price field and use the drop-down box to choose a Currency

Note: The Canadian dollar (CAD) is the default value for the Conversion or Exercise price and the Unit price or exercise price fields. If there is no price involved, select the Not Applicable checkbox beside the appropriate field. If the currency involved in the transaction does not appear in the list, convert it to CAD and use the General remarks field to disclose the currency conversion details (e.g. the original currency and the original unit price or exercise price involved in the transaction with the conversion rate chosen and other details where appropriate).

Enter the option expiration date. Click on the calendar icon to the right of the Date of expiry or maturity field to select and enter a date. To display a different month, click on the arrow to the far left or right of the current month title.   Click the down arrow to select a different month and year.   Alternatively, manually enter a numeric date into the field using the format YYYY-MM-DD (including hyphens).

Enter any remarks that you want to make public in the General remarks field (optional)

Enter any private comments in the Private remarks to securities authorities field (optional)

Maximum number of characters for remarks: 254 characters

Click Next

9

The Final Review screen opens

Review the information:

Click Certify

The Certification dialog box opens

Click OK

10

The Completed screen opens

Note: if you want to print this screen, do so before answering the question because after you answer, the screen closes and you will lose the current information

Clicking the “Printer friendly version” will take you to a printer-friendly page and launch your browser’s print dialog box. Use the Back button on the page (not the browser “back” button) to return to the File insider report – Completed screen.

Indicate whether you are finished filing insider reports.