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Filing Process for an Expiry of an OTC Call Option

If the strike or exercise price is out-of-the-money on the expiry date, it will expire and become worthless. The insider must nevertheless register the expiration of the option as a disposition of the option.

•  Designation of class of security: OTC call option (insider-defined)

•  Nature of transaction: Code 73 - Expiration of third party derivative

•  Indicate the number of contracts (or securities) disposed of in the Number or value of securities or contracts disposed of field

Indicate the equivalent number of underlying securities that could have been acquired in the Equivalent number or value of underlying securities disposed of field.

Related Documents

See:

Insider Report for Stock Options
Preliminary Information for Stock Option Filings